Bookmarks List

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financial promotion regulatory perimeter
Results: 1 - 18 of 18
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Financial Ombudsman Service (FOS)
Independent service for settling disputes between businesses providing financial services and their customers.

Financial Services and Markets Act 2000

Financial Services and Markets Tribunal (FSMT)
Independent judicial body established under FSMA which hears references arising from decision notices issued by the FSA. The decision notices may cover a wide range of regulatory and disciplinary matters.

Financial Services Authority (UK)
Single regulator for the UK financial services industry

FOS and FSA - wider issues

FSA European work on mortgages

FSA forms

FSA Handbook
Home page for the FSA's Handbook of Rules and Guidance

FSA Handbook Glossary
Glossary to the FSA's Handbook of Rules and Guidance

FSA latest publications

FSA library
FSA's library of publications.

FSA MiFID webpages

FSA register
The FSA Register is a public record of financial services firms, individuals and other bodies which fall or have come under its regulatory jurisdiction as defined in the Financial Services and Markets Act 2000 (FSMA).

FSA unfair contract terms pages
Part of FSA website that seeks to bring firms up to date with the latest developments in its work on unfair contract terms, including undertakings, and points to information that helps firms with their existing obligations to comply with the Regulations.

Statement of good practice - mortgage exit admin fees
Statement address the issue of increases to mortgage exit administration fees (MEAFS). Indicates to lenders how FSA believes they should draft MEAFS and variation terms and how to apply them fairly in practice.

Statement of good practice - variation clauses
Statement setting out the FSA’s views on how firms may approach drafting fair variation clauses in their standard form consumer contracts.

Unfair Contract Terms Regulatory Guide
The Unfoair Contract Terms Regulatory Guide explains the FSA's policy on how it will use its powers under the Unfair Terms in Consumer Contracts Regulations.

Waivers
List of waivers published by FSA.
Results: 1 - 18 of 18
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